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Showing 3291 to 3300 of 4709 search results for final notice refers.

  1. FSA Final Notice 2011: Clark Rees LLP [pdf]

    Final notices Published: 19/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Clark Rees LLP

  2. Notice of Decision 2024: Debt Help Limited [pdf]

    Decision notices Published: 02/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. FSA Final Notice 2011: Health and General Limited [pdf]

    Final notices Published: 17/10/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Health and General Limited

  4. Notice of Decision 2024: Lee Thomas Cottam [pdf]

    Decision notices Published: 25/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  5. FSA Final Notice 2011: Golden Enterprises UK Limited [pdf]

    Final notices Published: 08/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Golden Enterprises UK Limited

  6. Decision Notice 2022: James Paul Goodchild [pdf]

    Decision notices Published: 24/05/2024
    This Decision Notice (James Paul Goodchild) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity in the pensions sector. Our view is that a financial penalty and prohibition should be imposed.

  7. Final Notice 2020: Paul Milsom [pdf]

    Final notices Published: 27/04/2020
    The reason for this action is because he lacks honesty and integrity such that he is not fit and proper to perform any functions in relation to regulated activities carried on by an authorised person, exempt person or exempt professional firm. As a

  8. FSA Final Notice 2010: Delwyn Arthur Way [pdf]

    Final notices Published: 09/06/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Delwyn Arthur Way

  9. FSA Approved Person Refusals 2010: Stuart Alex Moore [pdf]

    Final notices Published: 01/09/2010 Last modified: 14/06/2014
    FSA Approved Person Refusals 2010: Stuart Alex Moore

  10. FSA Final Notice 2010: Andre Jean Scerri [pdf]

    Final notices Published: 29/10/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Andre Jean Scerri
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