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Showing 3441 to 3450 of 4713 search results for final notice refers.

  1. FSA Application Refusal 2004: Prompt Financial Solutions Ltd [pdf]

    Final notices Published: 01/12/2004 Last modified: 14/06/2014
    FSA Application Refusal 2004: Prompt Financial Solutions Ltd

  2. FSA Application Refusal 2003: Regal Financial Services Ltd [pdf]

    Final notices Published: 01/11/2003 Last modified: 14/06/2014
    FSA Application Refusal 2003: Regal Financial Services Ltd

  3. FSA Approved Person Refusals 2007: Mr Anthony Reiff [pdf]

    Final notices Published: 01/01/2007 Last modified: 14/06/2014
    FSA Approved Person Refusals 2007: Mr Anthony Reiff

  4. FSA Final Notice 2004: FT Investment & Insurance Consultants [pdf]

    Final notices Published: 01/03/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: FT Investment & Insurance Consultants

  5. FSA Approved Person Refusals 2006: Robert Aubrey Cosby [pdf]

    Final notices Published: 01/10/2006 Last modified: 14/06/2014
    FSA Approved Person Refusals 2006: Robert Aubrey Cosby

  6. FSA Application Refusal 2008: Quick Mortgage Solutions Limited [pdf]

    Final notices Published: 30/01/2008 Last modified: 14/06/2014
    FSA Application Refusal 2008: Quick Mortgage Solutions Limited

  7. FSA Application Refusal 2008: Money Aspects Limited (“MAL”) [pdf]

    Final notices Published: 18/09/2008 Last modified: 14/06/2014
    FSA Application Refusal 2008: Money Aspects Limited (“MAL”)

  8. FSA Final Notice 2004: John Edward Rourke [pdf]

    Final notices Published: 01/11/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: John Edward Rourke

  9. FSA Final Notice 2010: Blue System Trading Limited [pdf]

    Final notices Published: 02/06/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Blue System Trading Limited

  10. Final notice 2016: Achilles Macris [pdf]

    Final notices Published: 09/02/2016 Last modified: 09/02/2016
    The case concerns breaches of APER 4 related to Mr Macris’ failure to deal with the Authority in an open and cooperative way. We also imposed a financial penalty on Mr Macris.
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