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Showing 351 to 360 of 4700 search results for final notice refers.

351. Final Notice 2023: NMC Health Plc (in Administration) [pdf]

     Final notices Published: 17/11/2023
     This Final Notice refers to breaches of Article 15 EU MAR related to disseminating false and misleading information regarding NMC’s debt positions. We publish a public censure.

352. FCA Final Notice 2014: Debt Plan UK Ltd [pdf]

     Final notices Published: 26/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

353. Final notice 2016: Cenkos Securities Plc [pdf]

     Final notices Published: 09/08/2016 Last modified: 09/08/2016
     This final notice refers to listing rules breaches in the sponsor sector. We imposed a fine.

354. FCA Final Notice 2014: David Gillespie [pdf]

     Final notices Published: 09/10/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 1 and APER 6 related to client money/assets in the asset management sector. We imposed a fine, withdrawal and a prohibition.

355. Final Notice 2018: GMT Cars [pdf]

     Final notices Published: 12/02/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

356. FCA Final Notice 2014: Vasavan Thambhiah [pdf]

     Final notices Published: 20/06/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

357. Final Notice 2017: Muhammad Abdullah [pdf]

     Final notices Published: 12/04/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

358. FCA Final Notice 2014: Financial Limited [pdf]

     Final notices Published: 23/07/2014 Last modified: 13/03/2015
     This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction.

359. Final notice 2015: Fast Track Money Transfer (UK) Limited [pdf]

     Final notices Published: 13/11/2015 Last modified: 13/11/2015
     This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 6, related to failure to meet the conditions for authorisation. We imposed a refusal of the firm’s application for authorisation as a payment

360. Final Notice 2015: Cashsense Limited [pdf]

     Final notices Published: 10/06/2015 Last modified: 10/06/2015
     This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.