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Showing 3511 to 3520 of 4713 search results for final notice refers.

3511. FSA Application Refusal 2005: T H Clarke [pdf]

      Final notices Published: 01/05/2005 Last modified: 14/06/2014
      FSA Application Refusal 2005: T H Clarke

3512. Notice of Decision 2024: Fitzrovia Cars Ltd [pdf]

      Decision notices Published: 12/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3513. FSA Application Refusal 2005: C J Davies Ltd [pdf]

      Final notices Published: 01/05/2005 Last modified: 14/06/2014
      FSA Application Refusal 2005: C J Davies Ltd

3514. FSA Final Notice 2013: Harbinder Panesar [pdf]

      Final notices Published: 15/01/2013 Last modified: 31/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against Harbinder Panesar

3515. FSA Final Notice 2008: Mrs Kathleen Hales [pdf]

      Final notices Published: 09/10/2008 Last modified: 14/06/2014
      FSA Final Notice 2008: Mrs Kathleen Hales

3516. Notice of Decision to Cancel 2024: Maguire Card Limited [pdf]

      Decision notices Published: 16/02/2024
      This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.

3517. FSA Final Notice 2011: Michael Joseph James Lewis trading as Lewis Partnership [pdf]

      Final notices Published: 09/08/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Michael Joseph James Lewis trading as Lewis Partnership.

3518. Decision Notice 2023: David Brian Price [pdf]

      Decision notices Published: 01/09/2023
      This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed

3519. Notice of Decision 2024: Apex Legal Limited [pdf]

      Decision notices Published: 05/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3520. Decision Notice 2022: Barclays plc [pdf]

      Decision notices Published: 21/10/2022
      This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty.