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Showing 3631 to 3640 of 4713 search results for final notice refers.

3631. Notice of Decision to Cancel 2023: Clearbond Law Limited [pdf]

      Decision notices Published: 27/11/2023
      “This decision notice refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to payment of charges owed to the FCA. We imposed a cancellation.”

3632. Decision Notice 2023: Nailesh Manubhai Teraiya [pdf]

      Decision notices Published: 18/03/2024
      This Decision Notice refers to breaches of APER 1 related to a trading strategy which resulted in unlawful tax reclaims in the trading firms sector. Our view is that a financial penalty and prohibition should be imposed.

3633. FSA Application Refusal 2010: GRO Risk Solutions LTD - Individual final notice [pdf]

      Final notices Published: 09/03/2010 Last modified: 14/06/2014
      FSA Application Refusal 2010: GRO Risk Solutions LTD - Individual final notice

3634. FSA Final Notice 2003: St James's Place International plc [pdf]

      Final notices Published: 01/11/2003 Last modified: 14/06/2014
      FSA Final Notice 2003: St James's Place International plc

3635. FSA Final Notice 2005: Fazil Kazmy (trading as Premier Management Services) [pdf]

      Final notices Published: 01/09/2005 Last modified: 14/06/2014
      FSA Final Notice 2005: Fazil Kazmy (trading as Premier Management Services)

3636. Notice of Decision 2023: Ramsy Cars Limited [pdf]

      Decision notices Published: 31/07/2023
      This Notice of Decision (Ramsy Cars Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

3637. FSA Final Notice 2009: Noel Heaney trading as Heaney Finance [pdf]

      Final notices Published: 27/11/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Noel Heaney trading as Heaney Finance

3638. FSA Final Notice 2003: St James’s Place Unit Trust Group Ltd [pdf]

      Final notices Published: 01/11/2003 Last modified: 14/06/2014
      FSA Final Notice 2003: St James’s Place Unit Trust Group Ltd

3639. FSA Final Notice 2011: Jaspreet Singh Ahuja [pdf]

      Final notices Published: 14/12/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Jaspreet Singh Ahuja

3640. FSA Application Refusal 2004: Thomas Blewitt [pdf]

      Final notices Published: 01/10/2004 Last modified: 14/06/2014
      FSA Application Refusal 2004: Thomas Blewitt