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Showing 3641 to 3650 of 4713 search results for final notice refers.

3641. Handbook Notice 80 [pdf]

      Handbook Published: 01/10/2020 Last modified: 01/10/2020
      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 17 September and 30 September 2020. Where relevant, it also

3642. FSA Final Notice 2011: Mr Jeremy Nicholas Sheard [pdf]

      Final notices Published: 16/02/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Mr Jeremy Nicholas Sheard

3643. FSA Approved Person Refusals 2006: Stanley Olutola [pdf]

      Final notices Published: 01/12/2006 Last modified: 14/06/2014
      FSA Approved Person Refusals 2006: Stanley Olutola

3644. FSA Approved Person Refusals 2006: Frederick Young [pdf]

      Final notices Published: 01/07/2006 Last modified: 14/06/2014
      FSA Approved Person Refusals 2006: Frederick Young

3645. Notice of Decision 2023: Ventam Systems Ltd [pdf]

      Decision notices Published: 21/07/2023
      This Notice of Decision (Ventam Systems Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

3646. FSA Approved Person Refusals 2006: Paul Andrew Starman [pdf]

      Final notices Published: 01/12/2006 Last modified: 14/06/2014
      FSA Approved Person Refusals 2006: Paul Andrew Starman

3647. FSA Approved Person Refusals 2011: Steven Andrew Hemmings [pdf]

      Final notices Published: 01/01/2011 Last modified: 14/06/2014
      FSA Approved Person Refusals 2011: Steven Andrew Hemmings

3648. Decision Notice: Robert Ward (Director of BHIM) [pdf]

      Decision notices Published: 09/05/2019
      This decision notice (Robert Ward (Director of BHIM) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a

3649. FSA Application Refusal 2004: Citylink Finance Europe Ltd [pdf]

      Final notices Published: 01/12/2004 Last modified: 14/06/2014
      FSA Application Refusal 2004: Citylink Finance Europe Ltd

3650. Handbook Release 141

      Handbook Published: 11/09/2013 Last modified: 11/09/2013
      This Release contains pages to be inserted into your paper version of the FCA and PRA Handbooks in order to bring them up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.