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Showing 3661 to 3670 of 4713 search results for final notice refers.

3661. Notice of Decision 2024: Trade Value Group Ltd [pdf]

      Decision notices Published: 02/02/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3662. FSA Final Notice 2007: Charterhouse Consulting Wealth Management Limited [pdf]

      Final notices Published: 11/05/2007 Last modified: 14/06/2014
      FSA Final Notice 2007: Charterhouse Consulting Wealth Management Limited

3663. Notice of Decision 2024: Richard George Murray [pdf]

      Decision notices Published: 12/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3664. FSA Final Notice 2012: Mortgages Mortgages [pdf]

      Final notices Published: 12/06/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Mortgages Mortgages

3665. FSA Final Notice 2009: Iseolorunpo James Adegboye trading as Addison James & Co. [pdf]

      Final notices Published: 19/02/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Iseolorunpo James Adegboye trading as Addison James & Co.

3666. Notice of Decision 2024: Farmline Machinery Ltd [pdf]

      Decision notices Published: 04/03/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

3667. FCA Decision Notice 2016: Andrew Barry Hart [pdf]

      Decision notices Published: 14/07/2016 Last modified: 14/07/2016
      This decision notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector. We have decided to impose a prohibition.

3668. Notice of Decision 2023: Starkey Hire Limited [pdf]

      Decision notices Published: 03/10/2023
      This Notice of Decision (Starkey Hire Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

3669. Decision Notice 2022: Jorge Lopez Gonzalez [pdf]

      Decision notices Published: 07/12/2022
      This Decision Notice refers to breaches of Market Abuse Regulations and Financial Services and Markets Act 2000 related to market abuse and market manipulation in the Investment Bank sector. Our view is that a financial penalty and a prohibition

3670. How we calculate annual fees

      Tasks for firms Published: 08/05/2015 Last modified: 23/07/2024
      Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds.