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Showing 3711 to 3720 of 4718 search results for final notice refers.

  1. FSA Final Notice 2008: Mr Mohammed Habib (trading as MAH Mortgage and Finance) [pdf]

    Final notices Published: 04/09/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Mr Mohammed Habib (trading as MAH Mortgage and Finance)

  2. FSA Final Notice 2011: PBF Financial Limited (In Liquidation) [pdf]

    Final notices Published: 30/11/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against PBF Financial Limited (In Liquidation)

  3. Handbook Release 146

    Handbook Published: 27/02/2014 Last modified: 27/02/2014
    This Release contains pages to be inserted into your paper version of the Handbook to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  4. Decision Notice 2023: Darren Antony Reynolds [pdf]

    Decision notices Published: 28/09/2023
    This Decision Notice (Darren Antony Reynolds) refers to breaches of APER 1 and FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty and prohibition should be

  5. Notice of Decision 2023: The Watercooler Warehouse Limited [pdf]

    Decision notices Published: 29/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2024: Automotive Gurus Limited [pdf]

    Decision notices Published: 29/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. FCA Decision Notice 2014: Standard Bank PLC [pdf]

    Decision notices Published: 23/01/2014 Last modified: 04/06/2015
    This decision notice refers to breaches of Money Laundering Regulations 2007 related to financial crime in the investment banking sector. We imposed a fine.

  8. Handbook Release 147

    Handbook Published: 21/03/2014 Last modified: 27/03/2014
    This Release contains pages to be inserted into your paper version of the Handbook to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  9. Handbook Release 150

    Handbook Published: 16/06/2014 Last modified: 16/06/2014
    This Release contains pages to be inserted into your paper version of the Handbook to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  10. FSA Final Notice 2011: Gardner Massey Wright IFA Limited (GMW) - Mr Stephen Derek Foster [pdf]

    Final notices Published: 01/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Gardner Massey Wright IFA Limited (GMW) - Mr Stephen Derek Foster
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