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Showing 3731 to 3740 of 4719 search results for final notice refers.

  1. FSA Final Notice 2011: Credit Suisse (UK) Limited [pdf]

    Final notices Published: 25/10/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Credit Suisse (UK) Limited

  2. Notice of Decision 2023: Lemar Associates Ltd [pdf]

    Decision notices Published: 11/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. FSA Approved Person Refusals 2002: Stuart Richard Smith [pdf]

    Final notices Published: 01/06/2002 Last modified: 14/06/2014
    FSA Approved Person Refusals 2002: Stuart Richard Smith

  4. FCA further decision notice 2016: Tariq Carrimjee [pdf]

    Decision notices Published: 05/02/2016 Last modified: 23/02/2016
    This further decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. Our view is that a prohibition should be imposed.

  5. FSA Approved Person Refusals 2003: Steven Jan Zimmer [pdf]

    Final notices Published: 01/02/2003 Last modified: 14/06/2014
    FSA Approved Person Refusals 2003: Steven Jan Zimmer

  6. FSA Approved Person Refusals 2004: Kevin Michael Ennis [pdf]

    Final notices Published: 01/03/2004 Last modified: 14/06/2014
    FSA Approved Person Refusals 2004: Kevin Michael Ennis

  7. FSA Application Refusal 2004: John Walker trading as Midlothian Mortgages [pdf]

    Final notices Published: 01/11/2004 Last modified: 14/06/2014
    FSA Application Refusal 2004: John Walker trading as Midlothian Mortgages

  8. Notice of Decision 2024: Digitalaura Solutions Ltd [pdf]

    Decision notices Published: 08/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2023: Brennan Automotive's Ltd [pdf]

    Decision notices Published: 10/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. FSA Approved Person Refusals 2004: Mr John Edward Nixon [pdf]

    Final notices Published: 01/01/2004 Last modified: 14/06/2014
    FSA Approved Person Refusals 2004: Mr John Edward Nixon
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