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Showing 3771 to 3780 of 4719 search results for final notice refers.

3771. Notice of Decision 2024: Amalgamated Finance Limited [pdf]

      Decision notices Published: 24/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3772. FSA Final Notice 2004: Fleet Mortgage Insurance & Financial Services ("Fleet") [pdf]

      Final notices Published: 01/06/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: Fleet Mortgage Insurance & Financial Services ("Fleet")

3773. FSA Final Notice 2011: Rockingham Independent Limited [pdf]

      Final notices Published: 15/08/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Rockingham Independent Limited

3774. FSA Final Notice 2011: Associated Independent Mortgages Limited [pdf]

      Final notices Published: 05/01/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Associated Independent Mortgages Limited

3775. Apply to become a consumer credit broker

      Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
      Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

3776. Decision Notice 2022: Ghana International Bank plc [pdf]

      Decision notices Published: 23/06/2022
      This Decision Notice (Ghana International Bank plc) refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the Corporate Banks sector. We imposed a financial penalty.

3777. FSA Final Notice 2012: Malcolm Thomas Shapcott trading as Independent Solutions [pdf]

      Final notices Published: 02/03/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Malcolm Thomas Shapcott trading as Independent Solutions

3778. Notice of Decision 2024: K K S Cars Ltd [pdf]

      Decision notices Published: 07/03/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

3779. FCA Decision Notice 2015: Stewart Owen Ford [pdf]

      Decision notices Published: 26/05/2015 Last modified: 27/05/2015
      This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, conflicts of interests, failing to act on information appropriately in the Asset Management sector.

3780. Notice of Decision 2023: Michael Joseph Bentley [pdf]

      Decision notices Published: 03/08/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.