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Showing 3791 to 3800 of 4719 search results for final notice refers.

3791. FCA Decision Notice 2013: Clive John Rosier [pdf]

      Decision notices Published: 23/05/2013 Last modified: 04/06/2015
      This decision notice refers to breaches of APER 2 and 7 related to unfair treatment of customers in relation to complaints-handling and lack of fitness/propriety in the investment advisors and platforms sector. Our view is that a fine, withdrawal

3792. FSA Final Notice 2002: Tavistock Payne and Company Limited [pdf]

      Final notices Published: 01/08/2002 Last modified: 14/06/2014
      FSA Final Notice 2002: Tavistock Payne and Company Limited

3793. FSA Final Notice 2004: Carr Sheppards Crosthwaite Limited [pdf]

      Final notices Published: 01/05/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: Carr Sheppards Crosthwaite Limited

3794. FSA Final Notice 2006: Simply Kitchens Direct Limited [pdf]

      Final notices Published: 13/06/2006 Last modified: 14/06/2014
      FSA Final Notice 2006: Simply Kitchens Direct Limited

3795. FSA Final Notice 2012: The Portobello Partnership [pdf]

      Final notices Published: 27/02/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against The Portobello Partnership

3796. FSA Final Notice 2008: Ringways Garages (Leeds) Limited; and Ringways Garages (Doncaster) Limited [pdf]

      Final notices Published: 21/08/2008 Last modified: 14/06/2014
      FSA Final Notice 2008: Ringways Garages (Leeds) Limited; and Ringways Garages (Doncaster) Limited

3797. FSA Application Refusal 2005: EasyFinancial Ltd [pdf]

      Final notices Published: 01/07/2005 Last modified: 14/06/2014
      FSA Application Refusal 2005: EasyFinancial Ltd - FINAL NOTICE ¿

3798. Notice of Decision 2024: Christian James Cadwallader [pdf]

      Decision notices Published: 28/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3799. FSA Final Notice 2011: Stephen Selby trading as Selby Associates [pdf]

      Final notices Published: 14/09/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Stephen Selby trading as Selby Associates

3800. FSA Approved Person Refusals 2005: Peter Taylor (Homebuyers Financial Services (London) Limited) [pdf]

      Final notices Published: 01/10/2005 Last modified: 14/06/2014
      FSA Approved Person Refusals 2005: Peter Taylor (Homebuyers Financial Services (London) Limited)