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Showing 3801 to 3810 of 4719 search results for final notice refers.

3801. FSA Final Notice 2013: Pave Financial Management Ltd [pdf]

      Final notices Published: 22/03/2013 Last modified: 31/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against Pave Financial Management Ltd

3802. FSA Application Refusal 2005: Mortgage Packaging Limited (Mortgage Packaging) [pdf]

      Final notices Published: 01/10/2005 Last modified: 14/06/2014
      FSA Application Refusal 2005: Mortgage Packaging Limited (Mortgage Packaging) - Further issues in Retail IRB

3803. Decision Notice 2017: Church Hill Finance (Anthony Badaloo trading as) [pdf]

      Decision notices Published: 03/02/2017
      This decision notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the investment adviser sector. Our view is that a cancellation should be imposed.

3804. Notice of Decision 2023: Abigail Investment Limited [pdf]

      Decision notices Published: 07/09/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3805. FSA Final Notice 2012: James Joseph Corr [pdf]

      Final notices Published: 28/03/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against James Joseph Corr

3806. FSA Final Notice 2013: The Prudential Assurance Company Limited [pdf]

      Final notices Published: 27/03/2013 Last modified: 31/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against The Prudential Assurance Company Limited

3807. A to Z of financial terms - Final notice refers

      Consumers Published: 20/03/2023 Last modified: 20/03/2023
      A to Z of financial services to help you understand financial and legal terms.

3808. Notice of Decision 2024: Switch Cars 24/7 Ltd [pdf]

      Decision notices Published: 13/06/2024
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

3809. FSA Supervisory Notice 2012: Nasreen Begum Hussain trading as My Insurance Solutions [pdf]

      Supervisory notices Published: 03/07/2012 Last modified: 14/06/2014
      FSA Final Supervisory Notice 2012: Nasreen Begum Hussain trading as My Insurance Solutions

3810. FSA Final Notice 2012: Athanass Stefanopoulos [pdf]

      Final notices Published: 14/06/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Athanass Stefanopoulos