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Showing 3821 to 3830 of 4719 search results for final notice refers.

3821. Decision Notice 2024: Demetrios Christos Hadjigeorgiou [pdf]

      Decision notices Published: 24/06/2024
      This Decision Notice (Demetrios Christos Hadjigeorgiou) refers to breaches of PRIN 1 and PRIN 6 related to failing to act with integrity and to failing to exercise due care, skill and diligence in the pensions sector. Our view is that a financial

3822. Decision Notice 2022: Saranac Partners Limited [pdf]

      Decision notices Published: 03/02/2023 Last modified: 03/02/2023
      The Decision Notice refers to Thomas Kalaris failing to be open and co-operative by giving untrue and misleading evidence to the Authority in relation to two different investigations. The Authority is not satisfied as to his honesty and integrity.

3823. Notice of Decision 2024:VULCAN CARS UK LTD   [pdf]

      Decision notices Published: 18/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3824. FCA provides update on PPI

      Press Releases Published: 02/08/2016 Last modified: 26/06/2019
      Before making a final decision on some or all of the proposals the FCA is consulting on changes to the proposed rules and guidance concerning the handling of PPI complaints in ... Profit share refers to arrangements to receive back part of the PPI

3825. Notice of Decision 2024: DBI Value Tyres Ltd [pdf]

      Decision notices Published: 20/05/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

3826. Notice of Decision 2024: ESA Auto Motive Ltd [pdf]

      Decision notices Published: 16/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

3827. Notice of Decision 2024: HN PERFORMANCE GROUP LTD [pdf]

      Decision notices Published: 12/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3828. FSA Final Notice 2013: Mr Sidney Cordle [pdf]

      Final notices Published: 27/03/2013 Last modified: 30/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against Mr Sidney Cordle.

3829. FSA Approved Person Refusals 2005: Ian Gillings [pdf]

      Final notices Published: 01/09/2005 Last modified: 14/06/2014
      FSA Approved Person Refusals 2005: Ian Gillings

3830. FSA Final Notice 2004: Foster & Cranfield Limited [pdf]

      Final notices Published: 01/12/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: Foster & Cranfield Limited