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Showing 3831 to 3840 of 4719 search results for final notice refers.

3831. Notice of Decision 2023: Sqoan Financials Limited [pdf]

      Decision notices Published: 21/07/2023 Last modified: 08/03/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3832. FSA Application Refusal 2006: L M Brown Motors Limited [pdf]

      Final notices Published: 01/04/2006 Last modified: 14/06/2014
      FSA Application Refusal 2006: L M Brown Motors Limited

3833. FSA Final Notice 2010: Griffiths McAlister Insurance Brokers Limited [pdf]

      Final notices Published: 09/06/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Griffiths McAlister Insurance Brokers Limited

3834. FSA Final Notice 2010: Jeffery Flanders (Consulting) Limited [pdf]

      Final notices Published: 20/01/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Jeffery Flanders (Consulting) Limited

3835. Final Notice 2021: Ms Sherrie Jean Thackray [pdf]

      Final notices Published: 15/06/2021
      Final Notice: Ms Sherrie Jean Thackray Conduct: Lack of fitness/propriety Breaches: PSR (Payment Services Regulations) Subject: Individual Outcome: Objection to change in control Sector: Payment Services

3836. Notice of Decision 2023: Radclyffe Mortgage Centre Ltd [pdf]

      Decision notices Published: 09/08/2023
      The Notice of Decision refers to a failure to carry on regulated activities to which its Part 4A permission relates. We imposed a cancellation.

3837. FSA Final Notice 2004: Berkeley Jacobs Financial Services Limited [pdf]

      Final notices Published: 01/02/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: Berkeley Jacobs Financial Services Limited

3838. 2013 fines

      News stories Published: 02/01/2013 Last modified: 26/03/2024
      Fines published during the calendar year ending December 2013.

3839. FSA Final Notice 2002: Credit Suisse First Boston International (formerly Credit Suisse Financial Products) [pdf]

      Final notices Published: 01/12/2002 Last modified: 14/06/2014
      FSA Final Notice 2002: Credit Suisse First Boston International (formerly Credit Suisse Financial Products)

3840. FSA Final Notice 2011: Specialist Solutions Public Limited Company [pdf]

      Final notices Published: 14/04/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Specialist Solutions Public Limited Company