Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 3861 to 3870 of 4719 search results for final notice refers.

  1. FSA Application Refusal 2005: Khungar Home Loans Limited [pdf]

    Final notices Published: 01/06/2005 Last modified: 14/06/2014
    FSA Application Refusal 2005: Khungar Home Loans Limited

  2. Decision of Notice 2023: Mayfair Fin UK Ltd [pdf]

    Decision notices Published: 06/12/2023
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  3. FCA Final Notice 2013: Dickson Minto W. S. [pdf]

    Final notices Published: 16/12/2013 Last modified: 07/11/2014
    Following a request received from Dickson Minto W. S., the FCA hereby limits and restricts the services to which the sponsor approval of Dickson Minto W. S. relates.

  4. FCA Decision Notice 2013: Timothy Alan Roberts [pdf]

    Decision notices Published: 04/10/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of PRIN 1 and PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. Our view is that a fine and a prohibition should be imposed.

  5. Notice of Decision 2024: NATIONAL CAR FINANCE LTD [pdf]

    Decision notices Published: 10/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Final Notice 2018: Martyn Dodgson [pdf]

    Final notices Published: 15/11/2018

  7. Decision Notice: Corrado Abbattista [pdf]

    Decision notices Published: 16/09/2020 Last modified: 16/09/2020
    This Decision Notice refers to a breach of Article 15 of the Market Abuse Regulation. Our view is that the individual is not fit and proper and therefore a financial penalty and a prohibition should be imposed.

  8. Notice of Decision 2024: Niddrie Motor Co Ltd [pdf]

    Decision notices Published: 05/03/2024
    “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.

  9. Notice of Decision 2024: Finance Cars 4 U Limited [pdf]

    Decision notices Published: 16/02/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: Alex Cars Bristol Ltd [pdf]

    Decision notices Published: 03/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
Related searches
Related topics