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Showing 3891 to 3900 of 4719 search results for final notice refers.

3891. Notice of Decision 2024: Dataphone Communications Limited [pdf]

      Decision notices Published: 03/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

3892. Final Notice 2017: Canwell Caravans Ltd [pdf]

      Final notices Published: 20/10/2017
      Conduct: Failing to be open and co-operative Breaches: PRIN 11 Subject: Firm Outcome: Cancellation Sector: Consumer Credit

3893. Notice of Decision 2023: Chester Finance & Leasing Ltd [pdf]

      Decision notices Published: 17/07/2023
      This Notice of Decision (Chester Finance & Leasing Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

3894. FSA Final Notice 2011: Kevin Jonathan Dalglish trading as Dulwich Insurance Services [pdf]

      Final notices Published: 06/06/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Kevin Jonathan Dalglish trading as Dulwich Insurance Services

3895. FSA Final Notice 2011: Abdul Aziz Mohammadi [pdf]

      Final notices Published: 28/10/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Abdul Aziz Mohammadi

3896. FCA Final Notice 2013: Dexion Capital plc [pdf]

      Final notices Published: 16/12/2013 Last modified: 07/11/2014
      Following a request received from Dexion Capital plc, the FCA hereby limits and restricts the services to which the sponsor approval of Dexion Capital plc relates.

3897. FCA Decision Notice 2015: Peter Francis Johnson [pdf]

      Decision notices Published: 26/05/2015 Last modified: 26/05/2015
      This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a

3898. FSA - PS12/2 [pdf]

      Policy statements Published: 20/01/2012 Last modified: 30/05/2013
      Policy FSA - PS12/2 - This Policy Statement reports on the main issues in relation to custody liens arising from Consultation Paper 11/15: Client assets sourcebook: (1) Custody liens, (2) Title transfer collateral arrangements (July 2011) and

3899. FSA Final Notice 2012: Peter Douglas Miller [pdf]

      Final notices Published: 28/03/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Peter Douglas Miller

3900. FSA Final Notice 2012: Pi Financial Limited [pdf]

      Final notices Published: 18/09/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Pi Financial Limited