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Showing 3941 to 3950 of 4719 search results for final notice refers.

  1. FSA Application Refusal 2010: Tarlochan Singh t/a Oceans Mortgages [pdf]

    Final notices Published: 09/12/2010 Last modified: 14/06/2014
    FSA Application Refusal 2010: Tarlochan Singh t/a Oceans Mortgages

  2. Our use of cookies

    Last modified: 15/12/2023
    Find out about the individual cookies the FCA uses on fca.org.uk, and why it uses them.

  3. Decision Notice 2022: Barclays Bank plc [pdf]

    Decision notices Published: 21/10/2022
    This Decision Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty.

  4. Notice of Decision 2024: John Wallace (trading as Mia Motors) [pdf]

    Decision notices Published: 17/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2024: Hillington Park Cars Limited [pdf]

    Decision notices Published: 04/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. FSA Final Notice 2011: Harbour House Credit Limited [pdf]

    Final notices Published: 05/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Harbour House Credit Limited

  7. Notice of Decision 2024: VV Commercials UK Limited [pdf]

    Decision notices Published: 15/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2023: Pearce & Sons (Melton) Ltd [pdf]

    Decision notices Published: 03/11/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. FSA Final Notice 2008: Approved Financial Solutions Limited [pdf]

    Final notices Published: 28/08/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Approved Financial Solutions Limited

  10. Decision Notice 2024: David John Alexander Stephen [pdf]

    Decision notices Published: 24/06/2024
    This Decision Notice (David John Alexander Stephen) refers to breaches of PRIN 1 and PRIN 6 related to failing to act with integrity and to failing to exercise due care, skill and diligence in the pensions sector. Our view is that a financial
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