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Showing 4001 to 4010 of 4719 search results for final notice refers.

4001. Notice of Decision 2024: Fund My Legal Claim Limited [pdf]

      Decision notices Published: 14/02/2024
      “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”

4002. Notice of Decision 2024: The Cafe Azzurro Coffee Company Limited [pdf]

      Decision notices Published: 05/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

4003. Notice of Decision 2024: Eilertsen Dental Care Limited [pdf]

      Decision notices Published: 15/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4004. Decision Notice: Thomas Ward (de facto director of FPL) [pdf]

      Decision notices Published: 09/05/2019
      This decision notice (Thomas Ward (de facto director of FPL)) refers to breaches of section 63A FSMA and FIT related to a lack of fitness/propriety in the investment adviser and pensions sector. Our view is that a prohibition and financial penalty

4005. Market Watch 79

      Newsletters Published: 09/05/2024 Last modified: 09/05/2024
      Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024.

4006. Decision Notice 2018: Linear Investments Limited [pdf]

      Decision notices Published: 27/09/2018
      This decision notice refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. Our view is that a fine should be imposed. Linear has agreed the facts set out in the Notice, as well as liability for the

4007. Notice of Decision 2023: Station Road Cars Limited [pdf]

      Decision notices Published: 07/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4008. Notice of Decision 2024: Spanner Monkeyz Holdings Ltd [pdf]

      Decision notices Published: 30/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4009. Notice of Decision 2024: Garden County Vending Limited [pdf]

      Decision notices Published: 18/03/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

4010. Notice of Decision 2024: Aurum Prestige Motors Limited [pdf]

      Decision notices Published: 05/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.