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Showing 4021 to 4030 of 4719 search results for final notice refers.

4021. FSA Final Notice 2012: Welcome Financial Services Limited [pdf]

      Final notices Published: 28/03/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Welcome Financial Services Limited

4022. FSA Final Notice 2012: Capita Financial Managers Limited [pdf]

      Final notices Published: 13/11/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Capita Financial Managers Limited

4023. Notice of Decision 2024: SkyBlue Financial Services Ltd [pdf]

      Decision notices Published: 22/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4024. FSA Final Notice 2012: Ndukuman Tropical Trading Enterprise Ltd [pdf]

      Final notices Published: 29/11/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Ndukuman Tropical Trading Enterprise Ltd

4025. Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]

      Decision notices Published: 07/07/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4026. Case concerning CEO referred to the Upper Tribunal

      Press Releases Published: 11/12/2015 Last modified: 11/12/2015
      The FCA’s decision is set out in the decision notice which is published today. ... The decision notice for Mr Charles Anthony Llewellen Palmer. The final notice for Ms Paivi Katriina Grigg.

4027. FCA Decision Notice 2016: Michael Wilkinson trading as Michael Wilkinson Mortgages [pdf]

      Decision notices Published: 27/09/2016
      This decision notice refers to breaches of PRIN 4, PRIN 11, COND, MIPRU and SUP related to failing to be open and co-operative and threshold conditions in the regulated home finance sector. Our view is that a cancellation should be imposed.

4028. How to complain if you’re a small business

      Published: 24/03/2021 Last modified: 17/05/2022
      If you’re a small or medium-sized enterprise (SME) and you're unhappy with a product or service, follow these steps to make a complaint.

4029. Notice of Decision 2024: Portia Investment Advisors Ltd [pdf]

      Decision notices Published: 04/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

4030. Notice of Decision 2024: UK Automotive Specialists Limited [pdf]

      Decision notices Published: 16/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.