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Showing 4051 to 4060 of 4719 search results for final notice refers.

4051. Notice of Decision 2024: Motor House UK (Derby) Ltd [pdf]

      Decision notices Published: 15/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

4052. Decision Notice: Eric Ka Chi Siu [pdf]

      Decision notices Published: 31/05/2019
      This decision notice (Eric Ka Chi Siu) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.

4053. Final Notice 2023: SBL Legal Solutions Limited [pdf]

      Final notices Published: 19/09/2023
      The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and

4054. Notice of Decision 2024: Phillips Price Services Limited [pdf]

      Decision notices Published: 15/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4055. Our use of cookies

      Last modified: 15/12/2023
      Find out about the individual cookies the FCA uses on fca.org.uk, and why it uses them.

4056. Final Notice 2017: Phoenix Clinic Limited [pdf]

      Final notices Published: 20/10/2017
      Conduct: Failing to be open and co-operative Breaches: PRIN 11 Subject: Firm Outcome: Cancellation Sector: Consumer Credit

4057. FCA bans Terry Farr

      Press Releases Published: 29/05/2019 Last modified: 29/05/2019
      The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

4058. Notice of Decision 2024: Mortgage, Protection & Finance Ltd [pdf]

      Decision notices Published: 01/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4059. FSA Final Notice 2012: Savoy Investment Management Limited [pdf]

      Final notices Published: 12/11/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Savoy Investment Management Limited

4060. Notice of Decision 2023: Kenneth Martin Photography Ltd [pdf]

      Decision notices Published: 08/09/2023
      This Notice of Decision (Kenneth Martin Photography Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.