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Showing 4061 to 4070 of 4719 search results for final notice refers.

4061. Notice of Decision 2023: Tusk Capital Management Limited [pdf]

      Decision notices Published: 29/09/2023
      This Notice of Decision (Tusk Capital Management Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

4062. Notice of Decision 2024: Alternative Funding Centre Limited [pdf]

      Decision notices Published: 04/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4063. Notice of Decision 2023: Bloomfields Horseboxes South Ltd [pdf]

      Decision notices Published: 07/12/2023
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation

4064. Notice of Decision 2024: Cavendish Property Investments Ltd [pdf]

      Decision notices Published: 25/03/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

4065. Decision Notice 2021: Markos Theodosi Markou [pdf]

      Decision notices Published: 28/07/2021
      This Decision Notice refers to what the FCA considers to be a breach of Principle 1 of APER. The FCA's view is that the individual acted recklessly, is not fit and proper and therefore a financial penalty and a full prohibition should be imposed.

4066. Notice of Decision 2024: Greenbank Caravans & Trailers Limited [pdf]

      Decision notices Published: 10/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

4067. Final notice 2015: Threadneedle Asset Management Limited [pdf]

      Final notices Published: 15/12/2015 Last modified: 15/12/2015
      This final notice concerns an asset management sector firm’s breach of PRIN 3 for failing to put in place adequate controls in the fixed income area of its front office and PRIN 11 for providing inaccurate information to the regulator and for

4068. Notice of Decision 2024: JC Car Sales Scotland Ltd [pdf]

      Decision notices Published: 05/03/2024
      “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.

4069. Notice of Decision 2023: Indigo Fleet Management Limited [pdf]

      Decision notices Published: 10/08/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4070. Notice of Decision 2023: Ozen Financial Services Limited [pdf]

      Decision notices Published: 09/06/2023
      This Notice of Decision (Ozen Financial Services Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.