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Showing 4081 to 4090 of 4722 search results for final notice refers.

4081. Notice of Decision 2023: Indigo Fleet Management Limited [pdf]

      Decision notices Published: 10/08/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4082. FSA Application Refusal 2012: Celtic Business Services Ltd [pdf]

      Final notices Published: 12/10/2012 Last modified: 14/06/2014
      FSA Application Refusal 2012: Celtic Business Services Ltd

4083. Notice of Decision 2023: Ozen Financial Services Limited [pdf]

      Decision notices Published: 09/06/2023
      This Notice of Decision (Ozen Financial Services Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.

4084. Building on experience

      Speeches Published: 17/04/2013 Last modified: 01/07/2013
      Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London.

4085. Final notice 2016: JPB Audio Visual Limited [pdf]

      Final notices Published: 21/03/2016 Last modified: 21/03/2016
      The case concerns breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

4086. Decision Notice 2018: Mohammad Ataur Rahman Prodhan [pdf]

      Decision notices Published: 04/12/2018
      This decision notice refers to an alleged breach of APER 6, and allegedly being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have proposed imposing a financial penalty.

4087. Decision Notice 2018: John Lawrence Radford [pdf]

      Decision notices Published: 26/01/2018
      This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed.

4088. Notice of Decision 2023: Lakeland Leisure Estates Limited [pdf]

      Decision notices Published: 05/12/2023
      This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

4089. FSA Final Notice 2013: Scott Briscoe Limited [pdf]

      Final notices Published: 27/03/2013 Last modified: 30/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against Scott Briscoe Limited.

4090. FSA Final Notice 2013: Care Asset Management [pdf]

      Final notices Published: 27/03/2013 Last modified: 31/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against Care Asset Management