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Showing 4101 to 4110 of 4721 search results for final notice refers.

  1. Notice of Decision 2024: Bradford Motorcycle Centres Limited [pdf]

    Decision notices Published: 18/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Automotive Finance and Leasing Ltd [pdf]

    Decision notices Published: 09/01/2024
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. FSA Final Notice 2013: Mr Cheick Tidjane Thiam [pdf]

    Final notices Published: 26/03/2013 Last modified: 30/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Cheick Tidjane Thiam.

  4. Decision Notice 2019: Standard Chartered Bank [pdf]

    Decision notices Published: 09/04/2019
    This decision notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the investment and retail bank sector. We imposed a fine.

  5. Notice of Decision 2024: Intelligent Networks Solutions Limited [pdf]

    Decision notices Published: 06/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Notice of Decision 2024: Walter Downing Car Sales Ltd [pdf]

    Decision notices Published: 27/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  8. FSA Application Refusal 2011: Avista Wire and Clearing Limited [pdf]

    Final notices Published: 06/01/2011 Last modified: 14/06/2014
    FSA Application Refusal 2011: Avista Wire and Clearing Limited - Final Notice Summary

  9. FCA fines CGML £27,766,200 for failures in its trading systems and controls

    Press Releases Published: 22/05/2024 Last modified: 22/05/2024
    The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200.

  10. Notice of Decision 2023: George Donald (Warehouseman) Limited [pdf]

    Decision notices Published: 30/06/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation
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