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Showing 411 to 420 of 4700 search results for final notice refers.

411. Final Notice 2018: Barot Bros (Bhupatsinh Barot trading as) [pdf]

     Final notices Published: 21/09/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

412. Final Notice 2015: A A A Insurance Limited [pdf]

     Final notices Published: 12/10/2015 Last modified: 12/10/2015
     This final notice refers to breaches of PRIN 11 related to Threshold Conditions and failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.

413. Final Notice 2015: Paivi Grigg [pdf]

     Final notices Published: 11/12/2015 Last modified: 17/12/2015
     This final notice refers to breaches of APER 6 related to appointed representatives, culture/governance and unfair treatment of customers in the investment adviser sector . We imposed a fine.

414. Final notice 2016: Gethin Car Sales [pdf]

     Final notices Published: 14/06/2016 Last modified: 15/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

415. Final Notice 2018: Alan Taylor [pdf]

     Final notices Published: 14/11/2018
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

416. Final Notice 2020: Shruti Patel aka Cindy Brad [pdf]

     Final notices Published: 09/12/2020 Last modified: 09/12/2020
     This Final Notice refers to breaches of FIT by an unapproved mortgage advisor. We imposed a prohibition.

417. FCA Final Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

     Final notices Published: 29/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed an OIVOP and a cancellation.

418. Final notice 2016: FJ Autos Limited [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

419. Final Notice 2019: Dean Woods [pdf]

     Final notices Published: 22/02/2019
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

420. Final Notice 2015: United Forex Limited [pdf]

     Final notices Published: 05/08/2015 Last modified: 05/08/2015
     This final notice refers to breaches of PSR, related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.