Search results

Showing 4111 to 4120 of 4722 search results for final notice refers.

4111. Notice of Decision 2024: High Street TV (Group) Limited [pdf]

      Decision notices Published: 22/01/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation.

4112. Impact Assessment: PS19/17: Buy Now Pay Later offers – Feedback on CP18/43 [pdf]

      Impact assessments Published: 16/01/2020
      This impact assessment PS19/17: Buy Now Pay Later (BNPL) offers refers to feedback on CP18/43 and final rules.

4113. FSA Final Notice 2012: Lawford Finance UK Limited [pdf]

      Final notices Published: 09/03/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Lawford Finance UK Limited

4114. Decicion Notice 2020: Finelease – Leasing European SA [pdf]

      Decision notices Published: 05/08/2020
      This decision notice (Finelease – Leasing European SA) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading

4115. Decision Notice 2022: Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited) [pdf]

      Decision notices Published: 20/01/2023
      This notice of decision to cancel (Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited)) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations

4116. FCA fines CGML £27,766,200 for failures in its trading systems and controls

      Press Releases Published: 22/05/2024 Last modified: 22/05/2024
      The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200.

4117. Final Notice 2020: CGS Auto Centre Ltd [pdf]

      Final notices Published: 06/02/2020
      It appears to the Authority that CACL is failing to satisfy the suitability Threshold Condition. This Final Notice is given to CACL in accordance with section 390(1) of the Act.

4118. Apply to be an authorised AIFM

      Markets Published: 05/06/2016 Last modified: 05/07/2023
      Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

4119. FCA to undertake work in the motor finance market

      Statements Published: 11/01/2024 Last modified: 11/01/2024
      The FCA will review historical motor finance commission arrangements and sales across several firms.

4120. Notice of Decision 2024: Commercial Fleet Systems UK Limited [pdf]

      Decision notices Published: 23/04/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.