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Showing 4121 to 4130 of 4722 search results for final notice refers.

  1. FCA Decision Notice 2015: B E Insulated Limited [pdf]

    Decision notices Published: 04/09/2015 Last modified: 04/09/2015
    This decision notice refers to breaches of COND and CONC related to failing to be open and co-operative in the Consumer Credit sector. We imposed a refusal.
  2. Notice of Decision 2023: Technology Consulting Finance Limited [pdf]

    Decision notices Published: 11/09/2023
    This Notice of Decision (Technology Consulting Finance Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.
  3. Notice of Decision 2023: Ivan John Barker (trading as Goodwin Park) [pdf]

    Decision notices Published: 14/11/2023
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.
  4. FCA Final Notice 2013: Winterflood Securities Limited (trading as Winterflood Investment Trusts) [pdf]

    Final notices Published: 16/12/2013 Last modified: 11/11/2014
    Following a request received from Winterflood Securities Limited (trading as Winterflood Investment Trusts), the FCA hereby limits and restricts the services to which the sponsor approval of Winterflood Securities Limited (trading as Winterflood
  5. Report fee tariff data

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/02/2023
    Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year.
  6. Final notice 2020: MH Auto House Limited [pdf]

    Final notices Published: 06/02/2020
    MAHL has failed to comply with the regulatory requirement to submit the Return. MAHL has not been open and co-operative in all its dealings with the Authority,
  7. Notice of Decision 2024: 365 car and commercial sales ltd 2024 [pdf]

    Decision notices Published: 25/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  8. Final notice 2020: MKJ Car Sales Limited [pdf]

    Final notices Published: 06/02/2020
    MCSL has failed to respond adequately to the Authority's repeated requests for it to submit the Return, and has thereby failed to comply with Principle 11 of the Authority's Principles for Businesses
  9. Notice of Decision 2023: Integellus Financial Solutions Limited [pdf]

    Decision notices Published: 18/07/2023
    This Notice of Decision (Integellus Financial Solutions Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.
  10. Notice of Decision 2024: PC Autos Hire and Repair Ltd [pdf]

    Decision notices Published: 10/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.