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Showing 4151 to 4160 of 4723 search results for final notice refers.

4151. Firm handling of complaints during coronavirus

      Firms Published: 01/05/2020 Last modified: 12/05/2021
      Find out about how firms should handle complaints during coronavirus.

4152. FCA issues final messages on LIBOR before end-2021

      News stories Published: 10/12/2021 Last modified: 10/12/2021
      Final LIBOR publications before end-2021 deadline and remaining actions firms need to take.

4153. Notice of Decision 2024: Taylor Made Home Improvement Limited [pdf]

      Decision notices Published: 02/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4154. FSA data items FAQs

      Published: 09/05/2016 Last modified: 19/05/2023
      On this page we provide guidance and information for firms on how to complete FSA reports.

4155. Notice of Decision 2023: Border Reivers (Classic Cars) Limited [pdf]

      Notices and decisions Published: 30/10/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4156. Primary Market Bulletin 32

      Newsletters Published: 03/12/2020 Last modified: 03/12/2020
      Welcome to the 32nd edition of the Primary Market Bulletin (PMB)

4157. EBA Guidelines on ICT and Security Risk Management

      Statements Published: 25/06/2020 Last modified: 06/07/2020
      The FCA has notified the EBA that it intends to comply with the European Banking Authority (EBA) final Guidelines on ICT and security risk management for credit institutions, investment firms and payment service providers.

4158. FSA Final Notice 2013: Mr Cheick Tidjane Thiam [pdf]

      Final notices Published: 27/03/2013 Last modified: 31/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against Mr Cheick Tidjane Thiam

4159. Decision Notice 2022: One Life Funeral Planning [pdf]

      Decision notices Published: 27/07/2022
      This Decision Notice refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation.

4160. Final Notice 2019: Interest Free Loans Ltd [pdf]

      Final notices Published: 05/09/2019
      This final notice (Interest Free Loans Ltd) relates to the firm not satisfying the appropriate resources and suitability threshold conditions. We refused the application.