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Showing 4161 to 4170 of 4723 search results for final notice refers.
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Decision Notice: Andrew Page (Director of FPL) [pdf]
This decision notice (Andrew Page (Director of FPL)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a -
FSA Final Notice 2012: Topps Rogers Financial Management [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Topps Rogers Financial Management -
Primary Market Bulletin 45
This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures. -
Notice of Decision to Cancel: Housemaids4You Ltd [pdf]
This decision notice refers to the failure to pay a fee to the Authority required under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. Our view is that a cancellation should be imposed. -
Notice of Decision 2024: Cosy Abodes Boiler Installation Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Submit a prospectus or circular
There are several investor documents that must be submitted for FCA approval before publication. Find out more about each one, how to submit and approval. -
Your society's name
Discover the rules about using and changing your registered name. -
Final Notice 2017: J & N Motors Ltd [pdf]
Conduct: Failing to be open and co-operative Breaches: PRIN 11 Subject: Firm Outcome: Cancellation Sector: Consumer Credit -
How we calculate annual fees
Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds. -
Notice of Decision 2023: Mr P. Williams T/As Billiards Boutique [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.