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Showing 4171 to 4180 of 4723 search results for final notice refers.

  1. Business interruption insurance test case – Insurer claims data

    Data Published: 31/03/2023 Last modified: 31/03/2023
    The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, and publishes this data.

  2. Best of British Conference

    Speeches Published: 14/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ

  3. Consumer Credit Seminar

    Speeches Published: 21/10/2014 Last modified: 20/03/2024
    Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA.

  4. LF Woodford Equity Income Fund investigation

    News stories Published: 28/05/2021 Last modified: 14/10/2022
    We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund

  5. FSA Final Notice 2012: Mortgage & Finance Professionals [pdf]

    Final notices Published: 19/10/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mortgage & Finance Professionals

  6. Final Notice 2020: Claims & Credit Hire Limited [pdf]

    Final notices Published: 10/12/2020
    This FInal Notice for Claims & Credit Hire Limited (CCHL) has failed to respond to five separate requests for the provision of information considered by the Authority to be necessary to enable it to determine the Application.

  7. Notice of Decision 2024: Derby Road Car Sales 2015 Limited [pdf]

    Decision notices Published: 25/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. How we process approved person applications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes.

  9. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

  10. Decision Notice: Tristan Freer (Director of BHIM) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Tristan Freer (Director of BHIM)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that
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