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Showing 4191 to 4200 of 4723 search results for final notice refers.

  1. Notice of Decision 2023: Intelligent Protection Solutions JJH Ltd [pdf]

    Decision notices Published: 18/07/2023
    This Notice of Decision (Intelligent Protection Solutions JJH Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. FCA Decision Notice 2016: Wage Payment and Payday Loans Limited [pdf]

    Decision notices Published: 14/07/2016 Last modified: 14/07/2016
    This decision notice refers to breaches of COND related to failing to satisfy Threshold Conditions in the consumer credit sector. We have decided to impose a cancellation.

  3. Information we can share

    Last modified: 05/01/2024
    A guide to what the FCA can and can’t share with the public about firms, people, and markets.

  4. Article 23D Benchmarks Regulation – Notice of requirements [pdf]

    LIBOR notices Published: 01/01/2022
    This final Notice replaces the previously published draft version

  5. Article 23C Benchmarks Regulation – Notice of permitted legacy use by supervised entities [pdf]

    LIBOR notices Published: 01/01/2022
    This final Notice replaces the previously published draft version

  6. Notice of Decision 2024: Wilson Motors Limited Liability-Partnership [pdf]

    Decision notices Published: 11/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  7. Decision Notice 2021: BlueCrest Capital Management (UK) LLP [pdf]

    Decision notices Published: 22/12/2021
    This decision notice (BlueCrest Capital Management (UK) LLP) refers to breaches of Principle 8 related to conflicts of interest in the asset management sector. Our view is that a financial penalty should be imposed.

  8. Asset management market study

    Market studies Published: 18/11/2015 Last modified: 24/09/2018
    We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified.

  9. Understanding high-risk investments

    InvestSmart Last modified: 02/02/2024
    Often advertised as high-return investments, high-risk investments put your money at higher risk and should always be treated with caution.

  10. Settlement and mediation in enforcement cases

    How we operate Published: 22/04/2016 Last modified: 22/10/2021
    Agreeing to settle with the FCA is not the same as an out-of-court settlement in the commercial sense. An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned.
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