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Showing 4211 to 4220 of 4723 search results for final notice refers.
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Cash savings market study
In January 2015, we published the final findings of our cash savings market study and our proposed remedies. The findings set out our conclusions on the effectiveness of competition in the cash savings market. Our remedies set out how we intended to -
Primary Market Bulletin 34
This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime. -
FCA consults on complaints handling improvements
Financial services firms will no longer be able to use premium rate telephone numbers for customers as part of a series of proposals from the Financial Conduct Authority (FCA) on changes to the rules on complaint handling and post-sale telephone -
HBFS financial services limited
Freddy David, the sole director, was convicted at the Southwark Crown Court of 2 counts of fraud on 30 July 2018. He has been sentenced to 6 years in prison. HBFS is in liquidation. On 15 May 2019, the FCA imposed a full prohibition on Mr David. For -
Primary Market Bulletin 31
Welcome to the 31st edition of the Primary Market Bulletin (PMB) -
Announcement of preliminary accounts: technical Q&A for firms
Questions and answers relating to the moratorium on the publication of preliminary financial statements. -
Advising on pension transfers – our expectations
Check the FCA requirements when you provide advice on pension transfers. -
Competition enforcement powers information - October 2020
FCA provides information relating to competition enforcement powers. -
Enforcement data – Annual Report 2020/21
This FCA enforcement data for the year 2020/21 forms part of the FCA's annual report 2020/21. -
FCA fines Henderson £1.9m for fund failings
The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North