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Showing 4251 to 4260 of 4723 search results for final notice refers.

  1. Tribunal bans former trader for lying to the FCA and the Tribunal

    Press Releases Published: 17/12/2013 Last modified: 19/12/2013
    On 23 July 2010 the FCA issued a Decision Notice to Hobbs that comprised a financial penalty of £175,000 and the imposition of a prohibition order. ... The final notice for Andrew Charles Kerr.

  2. Notice of Decision 2024: Shelter Housing Advice and Research Project (Leicester) Ltd. [pdf]

    Decision notices Published: 16/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. The US dollar LIBOR panel has now ceased

    News stories Published: 03/07/2023 Last modified: 03/07/2023
    This marks another critical milestone in the transition away from LIBOR. Overnight and 12-month US dollar LIBOR settings have now permanently ceased. 1-, 3- and 6-month US dollar LIBOR settings will continue to be published using a synthetic

  4. FCA censures London Capital & Finance plc

    Press Releases Published: 11/10/2023 Last modified: 11/10/2023
    The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.

  5. Joint FCA/CMA SME banking market study

    Market studies Published: 18/07/2014 Last modified: 15/11/2016
    In July 2014 the CMA provisionally decided to refer both SME banking and personal current account markets for in-depth investigation. ... The CMA consulted on its provisional decision before making a final decision in November 2014.

  6. FCA bans two individuals for lack of integrity

    Press Releases Published: 09/06/2016 Last modified: 09/06/2016
    FCA bans two individuals for lack of integrity. Press Releases First published:. 09/06/2016. Last updated: 09/06/2016. Share page. FCA bans two individuals for lack of integrity. The Financial Conduct Authority has banned Mark Kelly and Patrick

  7. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    We will then need to put the final proposals into our domestic legislation and rules, and we hope to consult formally on this by the end of the year. ... The FCA can also refer a market to the Competition and Markets Authority for a full competition

  8. IRHP: businesses in financial distress

    Consumers Published: 26/04/2016 Last modified: 14/12/2021
    How the IRHP review considers businesses in financial difficulty, businesses in administration and dissolved companies.

  9. Information on Cum-Ex trades-November 2022

    FOI Release Date of Release: 29/11/2022
    FCA provides information on Ex trades.

  10. So long LIBOR – 3 weeks to go

    Speeches Published: 10/12/2021 Last modified: 10/12/2021
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at delivered at Risk.net’s LIBOR telethon.
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