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Showing 4261 to 4270 of 4723 search results for final notice refers.
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Pawnbroking sector review
As part of our Mission, we recently published details of Our Approach to Supervision. In this, we outlined how we supervise firms as part of a portfolio of firms that share a common business model. Pawnbroking forms part of the high-cost credit -
Notice of Decision 2023: Cargo Marine International Consultants Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams
On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators. -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
MLA E: Residential loans to individuals FAQs
MLA E: Residential loans to individuals FAQs -
Consumer credit – Ongoing service and end of agreement
We outline why your commitment to customers does not end after they enter into an agreement with you. -
The FCA’s Competition Powers
Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Decision Notice: Bank House Investment Management Limited [pdf]
This decision notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a -
IRHP: background to the review
Information on why the review was conducted. -
The implementation period for any rules arising from CP20/19
Read the FCA's statement on changes to the implementation period for its proposed new rules on general insurance pricing practices.