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Product sales data: performance data FAQs
Product sales data: new mortgage requirements: performance data FAQs -
Transparency waivers and deferrals
Market operators and investment firms operating a UK trading venue that would like a pre-trade transparency waiver must apply to us in advance. Find out how to apply for waivers and deferrals. -
Notice of Decision 2024: Yorkshire Autos Ltd (formerly Rotherham Autos Ltd) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA fines TFS-ICAP £3.44 million for market misconduct
The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients. -
Enforcement data – Annual Report 2019/20
This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20. -
Update on the FCA’s work on retirement income
We will consult widely about the detail over summer, and will publish our final recommendations by the end of 2014. ... Please refer to our Terms of Reference for more information and contact details. -
Information on enforcement cases/investigations - August 2020
We prvide information on how many enforcement cases/investigations targeting individuals were opened by us over the last two years. -
Our approach to competition
The FCA promotes effective competition in the interests of consumers. -
General FAQs for policyholders with business interruption insurance
Guidance on how to make a claim and more information on clauses. -
Retail Prices Index changes and DB pension transfer redress
We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030.