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Showing 4281 to 4290 of 4723 search results for final notice refers.

4281. Payment Services Regulations 2017 and Electronic Money Regulations 2011

      Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
      The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

4282. Notice of Decision 2024: Chester and Newman Plumbing and Heating Services Ltd [pdf]

      Decision notices Published: 22/02/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.    

4283. 2019 Disclosure Log

      Last modified: 20/03/2024
      The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

4284. London Capital and Finance plc

      News stories Published: 14/08/2019 Last modified: 02/02/2022
      On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

4285. MLA D: Lending - business flow and rates FAQs

      Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
      MLA D: Lending - business flow and rates FAQs

4286. FCA fines LJ Financial Planning Ltd £107,200

      Press Releases Published: 10/12/2020 Last modified: 10/12/2020
      Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.

4287. FCA bans former CIB Partners Limited CEO Arnold Eber

      Press Releases Published: 27/02/2014 Last modified: 27/02/2014
      assets. The Final Notice for Arnold Eber. ... The SLS bonds and asset portfolio, which are the subject of this Final Notice, underpinned certain products issued by Keydata Investment Services Limited (in administration) (Keydata).

4288. FCA proposing changes to streamline decision-making

      Press Releases Published: 29/07/2021 Last modified: 29/07/2021
      The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.

4289. Partly contested cases, the pipeline and AML investigations

      Speeches Published: 04/04/2019 Last modified: 04/04/2019
      FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

4290. Alexander David Securities Limited enters liquidation

      News stories Published: 04/07/2022 Last modified: 14/10/2022
      On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators.