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Showing 4291 to 4300 of 4723 search results for final notice refers.
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Apply to become a sponsor
If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved. -
Settlement in enforcement cases
An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned. -
Regulating the UK as a global financial centre
Speech delivered by Nausicaa Delfas, Executive Director of International at City & Financial Global’s Virtual Summit. -
FCA fines Bluefin £4m for misleading customers
The Financial Conduct Authority (FCA) has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way -
FCA publishes final Brexit instruments and Temporary Transitional Power (TTP) directions
We've published the final onshoring instruments, related guidance and Temporary Transitional Power (TTP) directions that will apply at the end of the Brexit transition period. -
FCA fines Threadneedle Asset Management Limited £6m
FCA fines Threadneedle Asset Management Limited £6m. Press Releases First published:. 15/12/2015. Last updated: 15/12/2015. Share page. FCA fines Threadneedle Asset Management Limited £6m. The Financial Conduct Authority (FCA) has fined -
FCA publishes final guidance on concurrent competition powers
The Financial Conduct Authority (FCA) has today published the final guidance on its concurrent competition powers together with a policy statement setting out its responses to feedback received during the consultation ... to refer markets to the -
Comparison of banking providers’ fraud controls
This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their -
Consumer warning – Larksway Investments Limited (in Liquidation)
Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016. -
Independently East Ltd enters compulsory liquidation
Independently East Ltd entered compulsory liquidation following an application made by the FCA.