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Showing 4311 to 4320 of 4723 search results for final notice refers.

4311. LIBOR transition and contractual fallbacks

      Speeches Published: 28/01/2019 Last modified: 28/01/2019
      Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the International Swaps and Derivatives Association (ISDA) Annual Legal Forum.

4312. Applying to approve financial promotions for unauthorised persons

      Firms Published: 11/09/2023 Last modified: 28/05/2024
      Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.

4313. Andrew Bailey speech at the Annual Public Meeting 2019

      Speeches Published: 17/07/2019 Last modified: 17/07/2019
      Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

4314. Building a common language in the mortgage market

      Speeches Published: 06/11/2013 Last modified: 06/11/2013
      Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.

4315. Claims management companies enter FCA regulation today

      Press Releases Published: 01/04/2019 Last modified: 01/04/2019
      The Financial Conduct Authority (FCA) begins regulating the claims management industry from today (1 April). All claims management companies (CMCs) in England, Scotland and Wales will now have to demonstrate they meet and maintain minimum standards

4316. FCA fines Barclays £284,432,000 for forex failings

      Press Releases Published: 19/05/2015 Last modified: 17/11/2021
      The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

4317. Open-ended funds investing in less liquid assets

      Speeches Published: 19/03/2020 Last modified: 19/03/2020
      Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members.

4318. FCA decides to impose conditions on takeover of Link Group

      Press Releases Published: 12/09/2022 Last modified: 12/09/2022
      Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link

4319. Statistics on Investigations into firms and individuals - August 2020

      FOI Release Date of Release: 14/08/2020
      FCA provides statistics on investigations into firms and individuals from Jan 2018 to June 2020.

4320. Charles Randell speech at the Annual Public Meeting 2018

      Speeches Published: 11/09/2018 Last modified: 11/09/2018
      Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Annual Public Meeting at the QEII Centre, Westminster.