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Showing 4371 to 4380 of 4816 search results for final notice refers.

4371. Pawnbroking sector review

      Multi-firm reviews Published: 10/07/2018 Last modified: 10/07/2018
      As part of our Mission, we recently published details of Our Approach to Supervision. In this, we outlined how we supervise firms as part of a portfolio of firms that share a common business model. Pawnbroking forms part of the high-cost credit

4372. General FAQs for policyholders with business interruption insurance

      Firms Published: 29/01/2021 Last modified: 03/11/2022
      Guidance on how to make a claim and more information on clauses.

4373. FCA fines TFS-ICAP £3.44 million for market misconduct

      Press Releases Published: 23/11/2020 Last modified: 23/11/2020
      The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.

4374. Notice of Decision 2024: Chester and Newman Plumbing and Heating Services Ltd [pdf]

      Decision notices Published: 22/02/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.    

4375. Retail Prices Index changes and DB pension transfer redress

      Statements Published: 03/03/2021 Last modified: 10/03/2021
      We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030.

4376. TSB fined £48.65m for operational resilience failings

      Press Releases Published: 20/12/2022 Last modified: 20/12/2022
      The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,

4377. Enforcement data – Annual Report 2019/20

      Data Published: 10/09/2020 Last modified: 10/09/2020
      This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20.

4378. Payment Services Regulations 2017 and Electronic Money Regulations 2011

      Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
      The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

4379. FCA bans former CIB Partners Limited CEO Arnold Eber

      Press Releases Published: 27/02/2014 Last modified: 27/02/2014
      assets. The Final Notice for Arnold Eber. ... The SLS bonds and asset portfolio, which are the subject of this Final Notice, underpinned certain products issued by Keydata Investment Services Limited (in administration) (Keydata).

4380. Apply to become a sponsor

      Markets Published: 04/05/2016 Last modified: 05/08/2024
      If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.