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Showing 4431 to 4440 of 4723 search results for final notice refers.

  1. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

  2. Barclays fined £783,800 and agrees to make a voluntary payment to Premier FX customers

    Press Releases Published: 28/02/2022 Last modified: 28/02/2022
    Barclays failed to make enquiries to ensure that Premier FX’s actual business activity aligned with Barclays’ expectations and did not identify that Premier FX’s internal controls were deficient.

  3. CP23/12: Expansion of the Dormant Assets scheme – second phase

    Consultations Consultation papers Published: 22/05/2023 Last modified: 22/05/2023
    We are consulting on the second phase of the Dormant Assets Scheme (DAS).

  4. IFPR reporting, applications and notifications

    Firms Focus areas Published: 06/05/2022 Last modified: 13/02/2023
    The FCA provides information on how to submit MIFIDPRU applications and notifications, and information about MIF returns.

  5. FCA fines ARCM £873,118 for breaches of short selling disclosure rules

    Press Releases Published: 14/10/2020 Last modified: 14/10/2020
    The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built

  6. The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins

    Press Releases Published: 07/10/2013 Last modified: 07/02/2022
    FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst).

  7. PS24/1: Temporary changes to handling rules for motor finance complaints

    Policy statements Published: 11/01/2024 Last modified: 11/01/2024
    We set out and explain our response to a potential increase in complaints in the motor finance market.

  8. PS22/7: FCA regulated fees and levies 2022/23

    Policy statements Published: 27/06/2022 Last modified: 16/08/2022
    We publish our final 2022/23 regulated fees and levies including feedback on CP21/7.

  9. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  10. FCA censures Amigo for failing to conduct adequate affordability checks

    Press Releases Published: 14/02/2023 Last modified: 14/02/2023
    The FCA has publicly censured Amigo Loans Ltd for failing to conduct adequate affordability checks on borrowers and guarantors.
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