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Showing 4441 to 4450 of 4723 search results for final notice refers.

  1. The FCA has fined Liberty Mutual Insurance Europe SE £5.2 million for failures in its oversight of mobile phone insurance claims and complaints handling

    Press Releases Published: 30/10/2018 Last modified: 30/10/2018
    The Financial Conduct Authority (FCA) has fined Liberty Mutual Insurance Europe SE (Liberty) £5,280,800 for failures between 5 July 2010 and 7 June 2015 in its oversight of its mobile phone insurance claims and complaints handling processes

  2. Implementation group on changes to deliver switching options for mortgage prisoners

    Firms Published: 26/08/2019 Last modified: 24/06/2024
    The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms.

  3. Beyond regulation: thinking creatively about consumer credit

    Speeches Published: 20/03/2018 Last modified: 20/03/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Responsible Finance Conference, Glasgow.

  4. Debt management firms must raise their game, says FCA

    Press Releases Published: 22/09/2014 Last modified: 21/11/2016
    Since April:. we have issued final notices against two firms who have had their applications refused.

  5. Former chief executive of stockbroker firm fined £450,000 and banned

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    the FCA to issue its final notice, which reflects the FSA’s 2012 decision. ... The Final notice for Gracechurch Investments Limited (in liquidation), 20th December 2012.

  6. FCA prohibits IFA and mortgage adviser for fitness and propriety failings

    News stories Published: 24/09/2021 Last modified: 24/09/2021
    The FCA has prohibited financial advisor Anthony George from performing any regulated activity in the financial services industry.

  7. FCA fines Barclays £26 million over treatment of customers in financial difficulty

    Press Releases Published: 15/12/2020 Last modified: 15/12/2020
    The Financial Conduct Authority (FCA) has fined Barclays Bank UK PLC, Barclays Bank PLC and Clydesdale Financial Services Limited (Barclays) £26 million for failures in relation to their treatment of consumer credit customers who fell into arrears

  8. FCA fines and bans former Investment Analyst at Aviva Investors

    Press Releases Published: 17/11/2015 Last modified: 03/09/2016
    The Final Notice for Mr Miah. ... The Final Notice and Press Release for Aviva Investors. On 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the

  9. Information on fines for lack of voice recording compliance - March 2022

    FOI Release Date of Release: 14/03/2022
    The FCA provides information on fines for lack of voice recording compliance.

  10. The Financial Conduct Authority (FCA) bans two individuals from the financial services industry

    Press Releases Published: 25/10/2016 Last modified: 25/10/2016
    The FCA has today banned two individuals from performing any function in relation to any regulated activity in the financial services industry.
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