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Showing 4481 to 4490 of 4723 search results for final notice refers.
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FCA statement regarding potential enforcement action against Link Fund Solutions Ltd
This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange. -
FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited
The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him. -
FCA penalises Al Rayan Bank PLC for anti-money laundering failures
We have fined Al Rayan Bank for failing to put in place adequate anti-money laundering (AML) controls. -
FCA fines and bans former Deutsche Bank trader, Guillaume Adolph
The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity. -
FCA decides to fine Tariq Carrimjee in relation to market abuse committed by Rameshkumar Goenka in October 2010
The Financial Conduct Authority (FCA) has today published a Decision Notice for Tariq Carrimjee of Somerset Asset Management LLP in relation to assisting Goenka. -
Besso Limited fined for anti-bribery and corruption systems failings
The final notice for Besso Limited. -
Wealth Managers and Financial Advisers and change of control requests 2017-2021 - March 2022
The FCA provides data on Wealth Managers and Financial Advisers. -
FCA bans convicted fraudster from carrying out regulated activity
An FCA investigation found Mr Creed failed to inform the FCA about his bankruptcy and a disqualification as a company director -
FCA announces decision on cessation of 1- and 6-month synthetic sterling LIBOR at end-March 2023
Publication of 1- and 6-month synthetic sterling LIBOR will be required until end-March 2023, after which these settings will permanently cease. -
Information relating to Notices of ceasing to perform controlled functions - April 2020
The FCA provides information relating to Notices of ceasing to perform controlled functions.