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Showing 4501 to 4510 of 4723 search results for final notice refers.
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FCA fines Santander UK £107.7 million for repeated anti-money laundering failures
The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. -
News for customers of P.F. (International) Limited (“the firm”), a distributor of Kirby Vacuum Cleaners in the South West area of England
This part of the First Supervisory Notice took effect from 1 November 2018. ... The firm has a right to refer the FCA’s decisions to the Upper Tribunal (Tax and Chancery Chamber). -
Information on redress awarded under restitution orders - August 2021
The FCA provides information on the amount of redress awarded under restitution orders as a result of the FCA's work on scams. -
Branch and ATM closures or conversions; good practice and areas for improvement
Find out more about the good and poor practice the FCA has seen when supervising firms planning branch or ATM closures or conversions. -
PS23/13: Introducing a gateway for firms who approve financial promotions
The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions. -
FCA fines and prohibits hedge fund Chief Investment Officer for market abuse
The FCA has fined Corrado Abbattista, formerly a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP, £100,000 for market abuse and prohibited him from performing any functions in relation to regulated -
Underlying data for Montly PPI complaints before and during campaign - May 2021
The FCA provides the data for the numbers of PPI complaints from Jan 2017 to Aug 2019. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
A changing landscape: the FCA’s strategic priorities for the pensions sector
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019. -
Restrictions placed on IBP Markets Limited and the Firm enters special administration
We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.