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Showing 4601 to 4610 of 4723 search results for final notice refers.

4601. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

      Press Releases Published: 15/05/2014 Last modified: 22/03/2016
      The Final Notice for Martins. ... The remaining contributions were then arithmetically averaged to create the final published LIBOR rate.

4602. Information on Serious Organised Crime and Police Act 2005 agreements - October 2020

      FOI Release Date of Release: 23/10/2020
      FCA provides information on SOCPA agreements.

4603. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4

      Policy statements Published: 26/07/2019 Last modified: 26/07/2019
      The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019.

4604. The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry

      Press Releases Published: 15/10/2015 Last modified: 18/11/2021
      Following convictions on 20 November 2012 of two counts of fraud by abuse of position, the Financial Conduct Authority (FCA) has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity.

4605. Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue

      Press Releases Published: 12/12/2013 Last modified: 07/02/2022
      Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue.

4606. Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse

      Press Releases Published: 06/03/2015 Last modified: 06/03/2015
      It remains open to the parties to appeal this judgment. This decision follows the Final Notices issued to Mr Goenka, Mrs Parikh and Mr Davis in relation to the same matter. ... The Final Notices forand Parikh.

4607. PS22/16: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251

      Policy statements Published: 15/12/2022 Last modified: 15/12/2022
      This PRA and FCA policy statement provides feedback to responses to FCA CP22/13. It also contains the PRA’s and FCA’s final policy,

4608. British Steel Pension Scheme transfers: action from the FCA, FOS and FSCS

      Firms Pensions Corporate documents Published: 24/07/2024 Last modified: 24/07/2024
      The FCA, Financial Ombudsman Service (FOS) and FSCS report on joint action to help former British Steel Pension Scheme members get the retirement they worked for.

4609. Barclays fined £59.5 million for significant failings in relation to LIBOR and EURIBOR

      Press Releases Published: 27/06/2012 Last modified: 22/03/2013
      The Financial Services Authority (FSA) has today fined Barclays Bank Plc (Barclays) £59.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever

4610. FCA fines guarantor lender TFS Loans Ltd (in administration) and requires it to provide redress to affected guarantors

      Press Releases Published: 10/06/2022 Last modified: 10/06/2022
      We have fined TFS Loans Ltd (in administration) £811,900 in relation to deficient affordability checks on 3,150 guarantors in its consumer credit business.