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Showing 4721 to 4723 of 4723 search results for final notice refers.

4721. FCA fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls

      Press Releases Published: 10/01/2023 Last modified: 10/01/2023
      The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for serious weaknesses in its anti-money laundering (AML) systems and controls between October 2014 and July 2019.

4722. FCA bans Geoffrey Armin for failures in advice given to British Steel Pension Scheme Members, with £200k to be paid in compensation

      Press Releases Published: 03/11/2023 Last modified: 03/11/2023
      The Financial Conduct Authority (FCA) has banned Geoffrey Armin from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

4723. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

      Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
      Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.