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Showing 491 to 500 of 4700 search results for final notice refers.

491. Final Notice 2015: Leadgen (UK) Limited [pdf]

     Final notices Published: 26/01/2015 Last modified: 26/01/2015
     This final notice refers to breaches of Principle 11 related to threshold conditions breaches in the consumer credit sector. We imposed a cancellation.

492. FCA Final Notice 2013: Horn Express Ltd (formerly Qaran Express Money Transfer Limited) [pdf]

     Final notices Published: 30/04/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to client money/assets in the payment services sector. We imposed a public censure.

493. Final Notice 2019: Freddy David [pdf]

     Final notices Published: 15/05/2019
     This final notice refers to breaches of FIT related to financial crime (Freddy David), client money/assets and a lack of fitness and propriety in the investment adviser sector. We imposed a prohibition.

494. Final Notice 2017: Nazia Naweed Shah [pdf]

     Final notices Published: 14/03/2017
     This final notice refers to breaches of PSR related to failing to be open and cooperative in the payment services sector. We imposed a cancellation.

495. Final Notice 2015: EDS Insure Limited [pdf]

     Final notices Published: 25/06/2015 Last modified: 25/06/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

496. Final Notice 2017: Charles Cook [pdf]

     Final notices Published: 09/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

497. Final Notice 2017: John Poynton [pdf]

     Final notices Published: 24/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

498. FCA Final Notice 2014: Barclays Bank PLC [pdf]

     Final notices Published: 23/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3 and PRIN 8 related to benchmarks and conflicts of interest in the investment banks sector. We imposed a fine.

499. Final Notice 2015: Badruzzaman Choudhury [pdf]

     Final notices Published: 17/08/2015 Last modified: 17/08/2015
     This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

500. Final Notice 2017: Claudia Vida [pdf]

     Final notices Published: 30/08/2017
     This final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.