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Showing 521 to 530 of 4700 search results for final notice refers.

521. Final Notice 2024: Rancom Security Limited [pdf]

     Final notices Published: 01/02/2024
     This final notice refers to a failure to satisfy the appropriate resources and the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

522. Final Notice 2017: Motorhaus Ltd [pdf]

     Final notices Published: 06/11/2017 Last modified: 06/11/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

523. Final Notice 2018: David James Carter Mullins [pdf]

     Final notices Published: 25/07/2018
     This final notice refers to breaches of FIT related to lack of fitness/propriety and unfair treatment of customers in the consumer credit sector. We imposed a prohibition.

524. Final notice 2016: Good Motors Limited [pdf]

     Final notices Published: 03/03/2016 Last modified: 03/03/2016
     This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

525. FCA Final Notice 2013: Credit-2Go Limited [pdf]

     Final notices Published: 04/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

526. FCA Final Notice 2014: 7722656 Canada Inc formerly carrying on business as Swift Trade Inc [pdf]

     Final notices Published: 24/01/2014 Last modified: 07/04/2015
     This final notice refers to breaches of MAR related to market abuse in the trading firms sector. We imposed a fine.

527. Final notice 2016: Rivington Bikes Limited [pdf]

     Final notices Published: 05/05/2016 Last modified: 05/05/2016
     This final notice refers to breaches of PRIN 11, failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

528. Final Notice: Steven Smith [pdf]

     Final notices Published: 12/10/2016
     This final notice refers to breaches of APER 6 and PRIN 3 (knowingly concerned) related to financial crime and a lack of fitness/propriety in the retail bank sector. We imposed a fine and prohibition.

529. Final Notice 2018: MTS Automotive (Manchester to Southampton LTD) [pdf]

     Final notices Published: 12/02/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

530. Final Notice 2017: Deutsche Bank [pdf]

     Final notices Published: 31/01/2017
     This final notice refers to breaches of PRIN 3 and SYSC related to culture/governance and financial crime in the investment bank sector. We imposed a fine.