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Showing 631 to 640 of 4701 search results for final notice refers.

631. Final Notice 2023: Meadowbrook Motors Limited [pdf]

     Final notices Published: 25/09/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

632. Final Notice: Gemmax Solutions Limited [pdf]

     Final notices Published: 22/09/2016
     This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

633. Final notice 2016: Parvin Oghabi Sajjadi [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

634. FCA Final Notice 2014: Craig Stuart Cameron [pdf]

     Final notices Published: 29/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER1 and FIT related to lack of fitnes/propriety and unfair treatment of customers in the investment adviser and platform sector. We imposed a fine and a prohibition.

635. FCA Final Notice 2014: Michael Stanley Hirst [pdf]

     Final notices Published: 12/12/2014 Last modified: 12/12/2014
     This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector. We imposed a prohibition.

636. Final Notice 2016: Scott Michael Crawley [pdf]

     Final notices Published: 01/11/2016
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

637. Final Notice 2017: David Stanley Mather [pdf]

     Final notices Published: 03/02/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, mortgages and general insurance and protection sector. We imposed a cancellation.

638. FCA Final Notice 2014: Jonathan Paul Burrows [pdf]

     Final notices Published: 15/12/2014 Last modified: 15/12/2014
     This final notice refers to breaches of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.

639. Final Notice 2017: Richard Brian Spooner [pdf]

     Final notices Published: 12/04/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

640. Final Notice 2017: Woodston Limited [pdf]

     Final notices Published: 06/11/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.