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Showing 711 to 720 of 4701 search results for final notice refers.

711. FCA Final Notice 2014: Euro Remittance Limited [pdf]

     Final notices Published: 24/09/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to the Payment Services Regulations in the payment services sector. We imposed a cancellation.

712. Final Notice 2015: Peter Charles Legerton [pdf]

     Final notices Published: 20/03/2015 Last modified: 20/03/2015
     This final notice refers to breaches of APER 7 and FIT related to mis-selling, lack of fitness/propriety, and conflicts of interests in the investment adviser sector. We imposed a public censure, withdrawal, and a prohibition.

713. Final notice 2016: RM Trade Sales Limited [pdf]

     Final notices Published: 12/05/2016 Last modified: 12/05/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

714. Final Notice 2024: Igniter Pay UK Limited [pdf]

     Final notices Published: 21/03/2024
     This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

715. Final Notice 2024: Citigroup Global Markets Limited [pdf]

     Final notices Published: 22/05/2024
     This Final Notice refers to breaches of PRIN 2 and 3, and MAR 7A 3.2 related to wholesale conduct in the investment bank sector. We imposed a fine.

716. FCA Final Notice 2014: Imperial Escrow Limited (In Provisional Liquidation) [pdf]

     Final notices Published: 05/12/2014 Last modified: 05/12/2014
     This final notice refers to breaches of PSR related to payment services regulations in the payment services sector. We imposed a cancellation.

717. Final Notice 2022: Leo's Motors (UK) Ltd [pdf]

     Final notices Published: 01/11/2022
     This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. We imposed a cancellation.

718. FCA Final Notice 2014: GS Cars (UK) Limited [pdf]

     Final notices Published: 28/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of COND related to lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

719. Final Notice 2015: Benbron Solutions Limited [pdf]

     Final notices Published: 12/10/2015 Last modified: 12/10/2015
     This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

720. Final Notice 2017: Alt-P Limited [pdf]

     Final notices Published: 18/08/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.