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Showing 721 to 730 of 4701 search results for final notice refers.

721. FCA Final Notice 2014: Codeway Finance Limited [pdf]

     Final notices Published: 14/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

722. Final Notice 2017: Eco-Insulation Ltd [pdf]

     Final notices Published: 08/11/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

723. Final notice 2016: Coverall Worldwide Ltd [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 10, CASS and COND related to appointed representatives, client money, failing to act on information appropriately, threshold conditions and unfair treatment of customers in the general

724. FCA Final Notice 2014: John Christopher Hughes [pdf]

     Final notices Published: 29/04/2014 Last modified: 07/04/2015
     This final notice refers to breaches of FIT related to market protection, wholesale conduct, and lack of fitness/propriety in the investment bank. We imposed a prohibition.

725. Final Notice 2021: Active Claims (UK) Ltd [pdf]

     Final notices Published: 16/09/2021
     This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator in the claims management sector. We refused the firm’s application for authorisation.

726. Final notice 2016: Super Fast Loan Limited [pdf]

     Final notices Published: 21/01/2016 Last modified: 21/01/2016
     This final notice refers to breaches of COND and CONC related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

727. FCA Final Notice 2013: Leader Transfer Limited [pdf]

     Final notices Published: 04/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

728. FCA Final Notice 2014: David John Hewitt trading as Bexley Insurance Centre [pdf]

     Final notices Published: 12/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance, intermediary sector. We imposed a cancellation.

729. Final Notice 2016: Justin Pollington-Woods [pdf]

     Final notices Published: 26/10/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

730. Final Notice 2016: Money Matcher Limited [pdf]

     Final notices Published: 14/09/2016
     This final notice refers to an application for Part 4A authorisation (“the Application”) by a firm holding Interim Permission in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to