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Showing 741 to 750 of 4701 search results for final notice refers.

741. Final Notice 2017: Janice Maureen Tomlinson [pdf]

     Final notices Published: 02/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

742. FCA Final Notice 2013: Montague Capital Limited [pdf]

     Final notices Published: 10/05/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the asset management sector. We imposed a cancellation.

743. Final notice 2016: Quick Pay Forex Limited [pdf]

     Final notices Published: 27/05/2016 Last modified: 27/05/2016
     This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

744. FCA Final Notice 2013: Vandana Madhukar Parikh [pdf]

     Final notices Published: 06/08/2013 Last modified: 19/05/2015
     This final notice refers to breaches of APER 2 related to lack of fitness/propriety in the trading firms sector. We imposed a fine.

745. Final Notice 2017: Rio Tinto Plc [pdf]

     Final notices Published: 17/10/2017
     This final notice refers to breaches of the DTRs for failing to comply with the International Accounting Standards and report an impairment to the Market. We imposed a penalty of £27,385,400.

746. Final Notice 2015: CVS Technologies Limited [pdf]

     Final notices Published: 03/09/2015 Last modified: 03/09/2015
     This final notice refers to breaches of PSR related to Payment Services Regulations, failing to be open and co-operative in the payment services sector. We imposed a cancellation.

747. Final Notice 2019: Ben John Kelly [pdf]

     Final notices Published: 22/02/2019
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

748. Final Notice 2017: Youcar.com Ltd [pdf]

     Final notices Published: 24/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

749. Final Notice 2018: Dual Media Ltd [pdf]

     Final notices Published: 27/09/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

750. FCA Final Notice 2014: Currencies House Limited [pdf]

     Final notices Published: 18/06/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.